Developing indicators on Open Access by combining evidence from diverse data sources

Authors: van Leeuwen, T., Meijer, I., Yegros-Yegros, A., & Costas, R.

Summary: A method for populating OA labels for publications on Web of Science (WoS) Database (2009-2014) using multiple sources (DOAJ, ROAD, PMC, CrossRef & OpenAIRE) is described. Choices of sources follow the sustainability and legality principles. Only 1 out of 3 validation processes is explained (which is manual checking of a sample of publications). Results show that no single source/approach provides enough OA coverage and multiple sources have to be used. A summary of OA status by EU countries (linked through CWTS in-house WoS database)  is also given. The method in this article is similar to the one used by Unpaywall. A full paper is forthcomings.

Abstract: In the last couple of years, the role of Open Access (OA) publishing has become central in science management and research policy. In the UK and the Netherlands, national OA mandates require the scientific community to seriously consider publishing research outputs in OA forms. At the same time, other elements of Open Science are becoming also part of the debate, thus including not only publishing research outputs but also other related aspects of the chain of scientific knowledge production such as open peer review and open data. From a research management point of view, it is important to keep track of the progress made in the OA publishing debate. Until now, this has been quite problematic, given the fact that OA as a topic is hard to grasp by bibliometric methods, as most databases supporting bibliometric data lack exhaustive and accurate open access labelling of scientific publications. In this study, we present a methodology that systematically creates OA labels for large sets of publications processed in the Web of Science database. The methodology is based on the combination of diverse data sources that provide evidence of publications being OA.

van Leeuwen, T., Meijer, I., Yegros-Yegros, A., & Costas, R. (2017). Developing indicators on Open Access by combining evidence from diverse data sources. In STI 2017. Open indicators: innovation, participation and actor-based STI Indicators.

Source: Developing indicators on Open Access by combining evidence from diverse data sources

Coherence of “open” initiatives in higher education and research: Framing a policy agenda – D-Scholarship@Pitt

Authors: Sheila Corrall and Stephen Pinfield

Comments: Discusses the range of definitions of “open” in policy contexts drawing on OER, OA and other aspects as well as controversies and the nature of disagreements.

Abstract: “Open” approaches have the potential to advance significantly the mission of higher education and research institutions worldwide, but the multiplicity of initiatives raises questions about their coherence and points to the need for a more coordinated approach to policy development. Drawing on the European e-InfraNet project, we adopt a broad definition of Open, including activity alongside content, and identify the different Open domains, their salient characteristics and relationships. We propose a high-level typology and model of Open to inform policy design and delivery, and employ Willinsky’s framework for open source and open access to discuss the theoretical underpinnings of openness, finding important commonalities among the domains, which suggests that the framework can extend to all the Open areas. We then examine potential shared benefits of Open approaches, which reinforce the argument for a unified policy agenda. We conclude with some observations on limits of openness, and implications for policy.

Corrall, S., and Pinfield, S. (2014). Coherence of “Open” Initiatives in Higher Education and Research: Framing a Policy Agenda. http://d-scholarship.pitt.edu/21973/

Source: Coherence of “open” initiatives in higher education and research: Framing a policy agenda – D-Scholarship@Pitt

Openness as Tool for Acceleration and Measurement: Reflections on Problem Representations Underpinning Open Access and Open Science

Author: Jutta Heider

Abstract: Increasingly open access emerges as an issue that researchers, universities, and various infrastructure providers, such as libraries and academic publishers, have to relate to. Commonly policies requiring open access are framed as expanding access to information and hence as being part of a democratization of society and knowledge production processes. However, there are also other aspects that are part of the way in which open access is commonly imagined in the various policy documents, declarations, and institutional demands that often go unnoticed. This essay wants to foreground some of these issues by asking the overarching question: “What is the problem that open access is seen to solve represented to be?” The paper will discuss how demands to open up access to research align also with an administrative enclosure and managerial processes of control and evaluation. It will show that while demands for free and open access to research publications – created or compiled in research processes funded by public money – are seen as contributing to the knowledge base for advancing society for a common good and in that sense framed as part of a liberating discourse, these demands are also expression of a shift of control of the science community to invisible research infrastructures and to an apparatus of administration as well as subscribing to an ideal of entrepreneurialism as well as continuing a problematic and much criticized understanding of Western science as universal.

Haider, J. (2017). Openness as Tool for Acceleration and Measurement: Reflections on Problem Representations Underpinning Open Access and Open Science. In Open Divide: Critical Studies on Open Access / Edited by Ulrich Herb ; Joachim Schöpfel.(Litwin Books).

Source: Openness as Tool for Acceleration and Measurement: Reflections on Problem Representations Underpinning Open Access and Open Science

Barbarians at the gates: a half-century of unaffiliated users in academic libraries – ScienceDirect

Author: Nancy Courtney

Comment:

Abstract: Discusses effects of academic unaffiliated access, in the US. In particular how technology has impacted and limited access  from 1980s  to 2000 through licensing restrictions and replacement of print serials with ejournals delivering greater control to vendors over access to non-local users.

Courtney, N. (2001). Barbarians at the gates: a half-century of unaffiliated users in academic libraries. The Journal of Academic Librarianship 27, 473–480.

Source: Barbarians at the gates: a half-century of unaffiliated users in academic libraries – ScienceDirect

Alumni access policies in public university libraries

Authors: Natalie Burclaff and Johannes Britz

Summary: Reviews library open access policies in one US university system from the perspective of alumni. Includes good historical account of policy changes since 1970s.

Abstract: This paper explores the current library access policies for alumni at a public university system using document analysis, observations and interviews. We found that alumni are specifically addressed in only two library access policies, and borrowing privileges through cards, on-site access and restricted access to electronic resources are common elements in the policies for community users. There are opportunities to expand and standardize services, and we recommend addressing alumni in policies as a separate user group.

 

Burclaff, Natalie, and Johannes Britz. “Alumni Access Policies in Public University Libraries.” Inkanyiso, Journal of Humanities and Social Sciences 3, no. 1 (2011): 1–12. http://dx.doi.org/10.4314/ijhss.v3i1.69496.

Source: Alumni access policies in public university libraries

Added 2018-04-27

A genealogy of open access: negotiations between openness and access to research

Author: Samuel Moore

Comment: A discussion of the history of different conceptions of Open Access, their origins and how they play out in the policy and political arena today.

Abstract: Open access (OA) is a contested term with a complicated history and a variety of understandings. This rich history is routinely ignored by institutional, funder and governmental policies that instead enclose the concept and promote narrow approaches to OA. This article presents a genealogy of the term open access, focusing on the separate histories that emphasise openness and reusability on the one hand, as borrowed from the open-source software and free culture movements, and accessibility on the other hand, as represented by proponents of institutional and subject repositories. This genealogy is further complicated by the publishing cultures that have evolved within individual communities of practice: publishing means different things to different communities and individual approaches to OA are representative of this fact. From analysing its historical underpinnings and subsequent development, I argue that OA is best conceived as a boundary object, a term coined by Star and Griesemer (1989) to describe concepts with a shared, flexible definition between communities of practice but a more community-specific definition within them. Boundary objects permit working relationships between communities while allowing local use and development of the concept. This means that OA is less suitable as a policy object, because boundary objects lose their use-value when ‘enclosed’ at a general level, but should instead be treated as a community-led, grassroots endeavour.

Moore, S. (2017). A genealogy of open access: negotiations between openness and access to research / Une généalogie de l’open access : négociations entre l’ouverture et l’accès à la recherche. Revue Française Des Sciences de l’information et de La Communication 11.

Source: A genealogy of open access: negotiations between openness and access to research